Notices and Decisions
1. Final Notice 2017: Richard Telfryn Jones
Final notices Published: 16/11/2017
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. A prohibition was imposed by FCA.
2. Final Notice 2017: Best Broker Limited
Final notices Published: 20/11/2017
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. A cancellation was imposed by FCA.
We offer Insurance Firms advice and solutions in Compliance and Risk. From reviews and projects to regulatory authorisation and applications, our consultants are on hand to help you understand, identify and manage your regulatory requirements.
We specialise in delivering a bespoke recruitment service, with particular focus on Compliance, Risk and Audit roles. We offer a range of recruitment solutions covering: Permanent Hire, Contract and Consultancy placements.