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FCA Notices and Decisions - October & November 2017

Notices and Decisions

1. Final Notice 2017: Richard Telfryn Jones

Final notices Published: 16/11/2017

This final notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. A prohibition was imposed by FCA.

2. Final Notice 2017: Best Broker Limited

Final notices Published: 20/11/2017

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. A cancellation was imposed by FCA.