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October's Notices

Final Notice: Guy Pascoe

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. The FCA imposed a cancellation.

See the Final Notice.

Final Notice: Stephen Alan Fox

This final notice refers to the breach of FIT relating to a lack of fitness/propriety in the general insurance and protection sector. The FCA imposed a prohibition.

See the Final Notice.

Final Notice: The Dental Plan Limited

This final notice refers to breaches of PRIN 22 related to failing to be open and cooperative (by failing to submit returns) in the consumer credit and general insurance and protection sectors. The FCA imposed a cancellation.

See the Final Notice.

Final Notice: Syphony Nominees Limited

This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection sector (failure to submit its RMAR). The FCA imposed a cancellation.

See the Final Notice.

Final Notice: Norcounty Insurance Limited

This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection and investment adviser sectors (failure to submit its RMAR). The FCA imposed a cancellation.

See the Final Notice.