Jamie Symington, Director of Investigations provided a speech outlining the FCA’s approach to investigations and how it is is evolving in step with their Mission and general response to the challenges of the future - Find out more.
The speech emphasizes that the FCA do not only use investigations as a precursor to enforcement actions but as a tool for finding out what has happened. They also state that they see culture changes as the key aim of their work on individual accountability and stress the importance of the forthcoming Senior Managers & Certification Regime.
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