Gary Tarplett

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Gary Tarplett

Associate

Gary has worked within the Regulatory and Compliance environment for over 18 years.  He has worked for the UK regulator and within the industry having held managerial positions in both sectors.  Gary worked at the regulator in both Policy and Supervision roles and therefore has experience of producing rules and guidance as well as reviewing how regulated firms are meeting such requirements.

Gary was Head of Technical and Policy Services within Marsh Ltd’s Compliance Division and managed the firm’s preparation for FCA regulatory reviews on numerous occasions as well as conducting internal reviews of the organisation in areas such as Governance Effectiveness, Conflicts of Interest and Sales Processes.

In his time as a Consultant, Gary has worked for numerous clients in a number of areas such as assisting firms prepare for a regulatory review in relation to Conduct Risk and in relation to Underwriting and Pricing.  Most recently, Gary has been heavily involved in assisting clients in preparation for the Insurance Distribution Directive (IDD) and the Senior Managers and Certification regime (SMCR).