Regulatory Advice and Support

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Regulatory Advice & Support

Regulatory Change

We will assess the implications on new and existing businesses and project manage the implementation of regulatory changes such as:

  • The Insurance Distribution Directive
  • Senior Managers Certification Regime
  • Brexit

FCA and Lloyds Authorisation

We have extensive experience supporting firms through key stages of the application process including:

  • Advice on regulatory licences and permissions required
  • Pre-authorisation preparation
  • Assist with applications for new licences and approvals at corporate and individual levels, including: Appointed Representatives (ARs); Approved Persons and Variation of Permissions.
  • Regulatory Business Plan

Our service ensures that your application is complete and accurate, minimising any delays to the gaining of authorisation and subsequent trading.

Our services

Find out more about the compliance and regulatory services we offer.

Learn more about us

Everything is informed by our three core principles: commitment, collaboration and consultancy.

Contact us

Please call us + 44 (0)20 8249 2407 or drop us an email and we will respond to you as quickly as we can.