Gary Tarplett

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Gary Tarplett

Associate

Gary has worked within the Regulatory and Compliance environment for over 20 years both in the Company and Lloyd’s Market.  He has worked for the UK regulator and within the industry having held managerial positions in both sectors.  Gary worked at the regulator in both Policy and Supervision roles and has experience of producing rules and guidance as well as reviewing how firms are meeting such requirements.

Gary was Head of Technical and Policy Services within Marsh Ltd’s Compliance Division and managed the firm’s preparation for FCA regulatory reviews on numerous occasions, as well as conducting internal reviews of the organisation in areas such as Governance Effectiveness, Conflicts of Interest and Sales Processes.  In his time as a Consultant, Gary has worked for numerous clients in a number of areas such as assisting firms prepare for regulatory reviews in Conduct Risk and Underwriting and Pricing.

He has also assisted firms prepare for regulatory change in areas such as the Insurance Distribution Directive (IDD) and the Senior Managers and Certification regime (SMCR).   Most recently, Gary has been carrying out a number of projects for Lloyd’s of London in the Financial Crime and KYC Space.