Neil’s sales and compliance background, together with his managerial experience, enabled him to become a Regional Compliance Manager for a leading Building Society. He transferred his experience to his own compliance training business in 2002. Neil joined Padda in 2019 and brings this external compliance and business assurance achievements with him.
During his time as a consultant, Neil has worked with many insurance and pension firms, including IFA’s and the Big 4 consultancies. Neil’s 2nd and 1st line assurance background covers testing customer outcomes, regulatory monitoring via deep dives and risk-based assessment and pension, investment and consumer credit remediation reviews.
Neil’s strong understanding of the types of challenges and risks that arise across these areas of financial services, together with the need for risk assessment and assurance monitoring have helped firms when conducting vulnerable customer, remediation, and control framework reviews. Most recently Neil has helped with the KYC Remediation review for an insurance client.