Pete is an extremely motivated, self-starting and adaptable financial services professional with 23 years’ experience in the industry, with much of this in regulated activities, predominantly within the compliance monitoring and advice sphere. His career in compliance commenced in 2002 with Aviva, where he worked in various areas covering regulated complaints, as a financial advisor and compliance monitoring. During this time Pete expanded his knowledge, obtaining savings and pensions qualifications and latterly mortgage and the International Compliance Association Diploma in Governance, Risk and Compliance.
Pete has a breadth of knowledge and experience working in compliance functions covering the insurance, mortgage, life and pensions and consumer credit fields, providing advice and assurance work against FCA conduct rules.
Some of Pete’s recent work includes building Consumer Duty frameworks, and governance reviews for an insurance distributor, providing advice and feedback on all their internal policies in order for them to be ready for their application for authorisation along with advice and feedback on their new insurance product.
