We will assess the implications on new and existing businesses and project manage the implementation of regulatory changes such as:
- The Insurance Distribution Directive
- Senior Managers Certification Regime
FCA and Lloyds Authorisation
We have extensive experience supporting firms through key stages of the application process including:
- Advice on regulatory licences and permissions required
- Pre-authorisation preparation
- Assist with applications for new licences and approvals at corporate and individual levels, including: Appointed Representatives (ARs); Approved Persons and Variation of Permissions.
- Regulatory Business Plan
Our service ensures that your application is complete and accurate, minimising any delays to the gaining of authorisation and subsequent trading.