Practical support across the compliance lifecycle
From regulatory advice to hands-on delivery, we help insurance firms stay ahead of change, stay in control, and evidence what matters.
Our services
Whether you need strategic guidance, extra capacity, or someone to roll up their sleeves and help get things done, we tailor our support to fit your business, your resources, and your risk profile.
Regulatory Advisory and Change
Services include:
- FCA and Lloyd's regulatory interpretation
- Consumer Duty implementation and gap analysis
- SMCR design, enhancement and embedding
- Regulatory change impact assessments
- Policy, framework and control development and refresh
Compliance Support and Outsourced Services
When capacity is stretched, roles are vacant, or you need specialist expertise at short notice, we provide flexible interim and outsourced compliance support to keep things moving.
Services include:
- Interim Compliance Officer and SMF support
- Full or partial outsourced compliance support
- Day-to-day regulatory advice and guidance
- Ongoing compliance monitoring programmes
- Coverholder and delegated authority compliance support
Governance, Risk and Resilience
Strong governance and clear oversight are the foundation of good compliance. We help you strengthen frameworks, manage risk, and meet your resilience obligations in a way that works day to day.
Services include:
- Governance frameworks and board support
- Risk management frameworks and risk registers
- Operational resilience, including important business services, mapping and testing
- Outsourcing and third-party risk oversight
- Business continuity and incident response planning
Independent Oversight and Assurance
Sometimes you need an independent view. We provide reviews, audits, and assessments to confirm what’s working, identify gaps, and give boards confidence in their compliance position.
Services include:
- Board effectiveness reviews
- Independent compliance monitoring and oversight
- Thematic and deep-dive regulatory reviews
- Consumer Duty independent assessments
- SMCR effectiveness and governance reviews
- File and process reviews
- Independent audits, including coverholder and delegated authority audits
- Readiness reviews ahead of regulatory visits or material change
Company Secretariat Services
Services include:
- Full and partial Company Secretariat services
- Board and committee support
- Governance documentation and meeting management
- Regulatory governance advice
- Lloyd's and insurer governance expectations and alignment
Training and Development
Services include:
- SMCR and individual accountability
- Compliance and regulatory awareness
- Conduct and culture
- Consumer Duty training and workshops
- Non-financial misconduct
- Role-specific training for boards, senior management and first line teams
- Bespoke training aligned to your risk profile and business model
Financial Crime and Sanctions
Services include:
- Financial crime risk assessments tailored to your business model and risk profile
- Sanctions frameworks, controls and governance
- Practical support when sanctions change and you need to act quickly
- Hands-on resource to support sanctions screening, clearing alerts and approving business when capacity is stretched