Archive for February, 2024

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February 16, 2024

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Categories: Blog

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Tags: "Regulation"

With a rising tide of non-financial misconduct within corporate settings, the FCA is taking action to reinforce a culture of inclusivity and positivity. Misconducts such as bullying, sexual harassment and discrimination significantly impact a firm’s culture, and consequently, its stakeholders.
Despite the FCA’s efforts, there’s been an alarming increase in incidents. In this article, we’ve summarised the FCAs actions and mapped out the steps that firms should be taking to ensure they keep staff feeling protected while fostering a positive company culture.

February 2, 2024

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Categories: Blog

As a principal firm, understanding and aligning with the FCA’s new rules for Appointed Representatives (ARs) is critical to your business operation and reputation.

With the FCA set to increase its engagement and supervision of the rules in the coming months, we’ve put together the following guide to outline the key steps firms need to consider to ensure their compliance stays in good health.

February 2, 2024

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Categories: Blog

From an arranged marriage, motherhood, divorce, and tragedy, to becoming a leading figure in the regulatory and compliance world. Suneeta Padda’s life and career journey has been nothing short of extraordinary. Read about the twists and turns along the way.