Archive for April, 2024

The determination of the FCA to clamp down on misleading financial promotions is clearly ramping up. The figures prove it. So what do compliance experts need to focus on to ensure they’re not part of that unwanted mix?

The FCA’s update on financial crime published in February is a timely reminder that financial crime issues should still be towards the top of your agenda. We’ve captured the key areas of focus and your key considerations.

The FCA has announced that it is conducting a review into how firms are acting to understand and respond to the needs of vulnerable customers. Here’s the ‘why, how and when’ on the review and our proactive advice.