Posts Tagged
‘“Regulation”’

The FCA’s new programme aims to simplify regulatory requirements and reduce compliance burdens for firms, focusing on creating a more flexible framework for consumer protection. This blog highlights the key changes.

The FCA has released its long-term strategy for shaping UK financial services. This blog explores the regulator’s priorities, key themes, and what firms should consider doing now in response to the FCA’s evolving regulatory priorities.

The FCA’s latest review highlights how firms are supporting vulnerable customers and areas for improvement. This article breaks down the findings and offers practical steps for firms to enhance their practices and meet regulatory expectations.

Nikhil Rathi’s latest speech signals a shift towards pragmatic, collaborative regulation to drive growth. Key updates include changes to Consumer Duty expectations, reducing regulatory burdens, and supporting innovation—offering important insights for firms navigating upcoming changes.

The FCA has emphasised the critical role of culture in shaping decisions, market integrity, and consumer outcomes. We explore the key takeaways from the FCA’s speech and practical steps firms can take to strengthen their culture in line with regulatory expectations.

The FCA’s recent report highlights areas where wholesale brokers need to enhance their systems and controls to combat financial crime. While focused on capital markets, the findings offer important insights for the insurance sector.

The FCA and PRA have outlined plans to drive growth and simplify regulation in response to the Chancellor’s recommendations. From unlocking capital investment to reducing regulatory burdens, these proposals aim to enhance competitiveness and support the UK’s financial and insurance sectors.

The FCA’s latest focus areas under Consumer Duty provide key insights into their regulatory priorities. This update challenges firms to assess how well they are embedding the Duty into their operations while addressing emerging risks and improving consumer outcomes.

The FCA’s latest updates to the Financial Crime Guide highlight crucial changes impacting firms, particularly in areas like sanctions, transaction monitoring, and cryptoassets. With a strengthened focus on aligning controls with evolving risks, businesses must evaluate their financial crime systems and adapt to these changes. Proactive action is essential to meet the FCA’s expectations and avoid penalties as regulatory scrutiny intensifies.