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February 2, 2024

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Categories: Blog

As a principal firm, understanding and aligning with the FCA’s new rules for Appointed Representatives (ARs) is critical to your business operation and reputation.

With the FCA set to increase its engagement and supervision of the rules in the coming months, we’ve put together the following guide to outline the key steps firms need to consider to ensure their compliance stays in good health.

February 2, 2024

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Categories: Blog

From an arranged marriage, motherhood, divorce, and tragedy, to becoming a leading figure in the regulatory and compliance world. Suneeta Padda’s life and career journey has been nothing short of extraordinary. Read about the twists and turns along the way.

2024 is set to unleash a wave of new regulatory changes on the insurance sector. To ensure your business doesn’t catch a cold we’ve put together this simple guide which shows how to maintain good regulatory health.

We’ve also put together a health check of key questions that you should be asking yourself to help keep ahead of the regulators.